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SWS Investment Fund 
& Research Team

We are very excited to announce the inaugural semester of the SWS Fund! We will have the unique opportunity of managing capital for our new fund starting this spring. We are so thankful for the opportunity to learn real-life investing skills in a collaborative environment. The SWS Fordham Equity Research Team provides SWS Associates who have demonstrated knowledge and passion for the markets the opportunity to gain real-life investment experience. The Research Team is comprised of 18-20  Analysts who are assigned to cover specific industries. The Analysts conduct in-depth research and analysis on their industry, analyze companies, study financials, apply basic valuation methods and, ultimately, present a stock recommendation to the SWS Investment Board. The SWS Equity Research Team provides members with a way to gain real life investing knowledge and experience.

Industry Coverage

Consumer Discretionary

Consumer Staples

Energy

Financials

Healthcare

Industrials

Materials

Real Estate

Technology, Media, & Telecom

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Fund Structure

Share Prices

1

Portfolio Managers (PM)

 Portfolio Managers will represent one of the nine sectors listed above and work directly with the assigned analyst(s). They will assist the other analyst(s) with around one pitch per semester. They will have required weekly meetings with their analyst(s) to go over market trends and the stocks that the analyst(s) have been following. PMs are responsible for assisting analyst(s) with technical and valuation understanding. PMs are also responsible for vetting the pitches before presenting them to the investment board. PMs give feedback on pitches to the investment board and advice to analyst(s) for future improvement. 

2

Analysts

Analysts will represent one of the nine sectors listed above and work directly with their PM and peer analyst, if applicable, on one pitch per semester. Analysts will complete an ATW (Around the World) of their sector each week, highlighting well-performing stocks, and any relevant news. Analysts will work to find value-providing equities to increase the portfolio’s return and pitch them to the investment board.

3

Junior Analysts

Around one junior analyst per sector. Junior Analysts will work directly with their analyst(s) and PM’s. Junior Analysts do not complete pitches to the investment board or complete weekly assignments. However, they will provide insight into the sector through market updates. Junior Analysts will shadow other members on pitches and sector trends

Requirements

As a member of the SWS Investment Fund, it is required to maintain active associate status and to complete the following:

​1. ​SWS Associate Requirements:

  • Attend at least 5 out of 8 of the Spring Seminar Series post-initiation

  • Complete 3 hours of community service each semester

  • Attend the Spring Women in Leadership Conference (WILC)

2. SWS Research Team Requirements​

  • Attend all of the SWS Research Team meetings (Thursdays 5:30 - 6:30 PM)

  • Collaborate with Coverage Group & Investment Board 

  • Complete the Summer/Winter Assignments

  • Conduct Weekly Around the World (ATW) Sector Updates

  • Attend 2 of the 3 Corporate Treks offered

  • Present a Stock Pitch Recommendation to the SWS Investment Board​

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Investment Fund Director

Rick Carew is an adjunct professor of Finance & Economics at Fordham University's Gabelli School of Business. He teaches "Introduction to Value Investing" and oversees the "Student Managed Investment Fund" course. He has experience teaching on investing, global technology business models, and global marketing. Outside of the classroom, he advises investors and executives on Asia's financial markets and U.S-China economic relations. Based in Hong Kong and China for a dozen years, he has served as a Reporter and Senior Editor for The Wall Street Journal and advised companies including e-commerce giant Alibaba Group and private equity firm KKR & Co.​

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Mr. Carew holds an M.B.A. from Columbia Business School and a B.A. with High Honors in Economics and Chinese Language & Literature from the University of Virginia.

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Investment Fund Director

Paul Johnson has been an adjunct professor at Fordham University’s Gabelli School of Business since 2015. He teaches Value Investing and is a fellow at Fordham’s Gabelli Center for Global Security Analysis. Johnson received the Gabelli School of Business grad-uate-level Dean’s Award for Faculty Excellence in May 2017 and the Adjunct Faculty Dean’s Award for Impact in May 2021. He also is an adjunct professor at Columbia Business School, where he has taught 58 semester-long courses on securities analysis and value investing to more than 3,500 full-time and Executive M.B.A. students.​

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Johnson holds an M.B.A. in Finance from the Executive Program at The Wharton School of the University of Pennsylvania and a B.A. in Economics from the University of California, Berkeley.

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